Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali (Ashland)

Name: Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali
Address: 645 A Street, Ashland, OR, 97520
Telephone: 541-482-0138

Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali is a large advisory firm based in Ashland. It manages $186.72 million of regulatory assets for 340 client accounts. It has been registered with the SEC as an adviser since 2006.

Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali: assets under management

The assets under management (AUM) of Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali is $186.72 million. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali

Thomas Benson Gau has been acting as President since 1 Jan 2006. Chad Matthew Smith joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Benson Gau	President	1 Jan 2006	75% - 100%	1294982
Chad Matthew Smith	Chief compliance officer	1 Feb 2006	50% - 75%	2702144

Based in Ashland

The principal office where Thomas B. Gau Enterprises, Inc. Dba Retirement Planning Speciali performs its advisory services is located at 645 A Street, Ashland, OR 97520, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 541-482-0138 or by fax 541-488-6272. The normal business hours are 8:00a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at retirementplanningspecialists.com.