Disciplined Investments, LLC (Tulsa)

Name: Disciplined Investments, LLC
Address: 2222 S. Utica Place Suite 200, Tulsa, OK, 74114 7000
Telephone: 918.388.2690

Disciplined Investments, LLC is a large advisory firm based in Tulsa. It manages $348.67 million of regulatory assets for 651 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Arkansas, Oklahoma, and Texas.

Disciplined Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Disciplined Investments: assets under management

The assets under management (AUM) of Disciplined Investments, LLC is $348.67 million. The firm's AUM has grown by 939% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $259.71 million in discretionary accounts and $88.96 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $570.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $453.88 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 45% of the total AUM. The second-largest asset type is exchange traded securities, which make up 43% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Disciplined Investments, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Disciplined Investments serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Disciplined Investments is high net worth individuals with 58 clients and $280.61 million of assets under management. Among the 9 most similar advisory firms, Disciplined Investments has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $348.67 million for 180 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Disciplined Investments doesn't advise any private funds.

Careers at Disciplined Investments, LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gary Don Cooper joined the executive team most recently as the Member Of The Board Of Directors.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Robert Moore	Chief financial officer	1 Aug 2006	Other	2660068
Adam James Leavitt	Chief compliance officer	1 Nov 2007	Other	4723014
Hogantaylor Llp	Managing member	1 Jan 2010	50% - 75%	73-1413977
James Patrick Milligan	Chief executive officer	1 Jan 2010	Other	2658595
Llp Hogan Taylor	Managing member	1 Jan 2010	75% - 100%	73-1413977
Mathew Reed Bacon	Chief financial officer	1 Jun 2011	Other	2905491
Melissa J Young	Secretary	1 Jun 2011	Other	3242591
Adam James Leavitt	Chief operating officer & chief compliance officer	1 Jan 2014	Other	4723014
Jon Anthony Otto	Secretary	1 Jan 2014	Other	4727909

Indirect Owners

The SEC currently registers 17 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert C Vaught	Executive partner	1 Dec 2009	Other	3195335
Bob Leo Slovacek	Executive partner	1 Dec 2009	Other	2651460
Charles Todd Wisdom	Executive partner	1 Dec 2009	Other	5747365
James R. Taylor	Executive partner	1 Dec 2009	Other	4502393
James Patrick Milligan	Executive partner	1 Dec 2009	Other	2658595
Randell Brian Nail	Chief executive officer and chairman	1 Jan 2012	Other	6027549
Jack D Murray	Member of the board of directors	1 Jan 2012	Other	6027545
Randell B Nail	Chief executive officer and chairman	1 Jan 2012	Other	6027549
Jack Dee Murray	Member of the board of directors	1 Jan 2012	Other	6027545
Richard Alan Wright	Member of the board of directors	1 Jan 2012	Other	4487680
Thomas A. Smith	Member of the board of directors	1 Jun 2012	Other	6161817
Lou Ann Gibson	Member of the board of directors	1 Jan 2014	Other	4487640
Robert Baxter Wagner	Member of the board of directors	1 Jan 2015	Other	6458810
Charles Todd Wisdom	Member of the board of directors	1 Jul 2015	Other	5747365
James Patrick Milligan	Member of the board of directors	1 Jul 2016	Other	2658595
Richard Alan Wright	Member of the board of directors	1 Jul 2017	Other	4487680
Gary Don Cooper	Member of the board of directors	1 Jan 2019	Other	5512744

Based in Tulsa

The principal office where Disciplined Investments, LLC performs its advisory services is located at 2222 S. Utica Place Suite 200, Tulsa, OK 74114 7000, which is also the mailing address of the firm. An additional office of the firm is in Oklahoma City, OK. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 918.388.2690 or by fax 800.388.3793. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ht-di.com.