Sackett Wealth Advisors, Inc. (Brea)

Name: Sackett Wealth Advisors, Inc.
Address: 915 W. Imperial Highway, Suite 160, Brea, CA, 92821
Telephone: (714) 671-9330

Sackett Wealth Advisors, Inc. is a large advisory firm based in Brea. It manages $101 million of regulatory assets for 829 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona, California, Nevada, Texas, and Washington.

Sackett Wealth Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and financial consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sackett Wealth Advisors: assets under management

The assets under management (AUM) of Sackett Wealth Advisors, Inc. is $101 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 94% of the total AUM. The second-largest asset type is exchange traded securities, which make up 3% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sackett Wealth Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sackett Wealth Advisors serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Sackett Wealth Advisors is individuals with 436 clients and $56.22 million of assets under management. Among the 8 most similar advisory firms, Sackett Wealth Advisors has the 4th highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $101 million for 466 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sackett Wealth Advisors doesn't advise any private funds.

Careers at Sackett Wealth Advisors, Inc.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Shaun James Sackett	Managing member & chief compliance officer	1 Oct 2017	Other	5159743
Sackett Family Trust	Owner	1 Oct 2017	75% - 100%	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Michael James Sackett	Trustee	1 Feb 2002	75% - 100%	1283139

Based in Brea

The principal office where Sackett Wealth Advisors, Inc. performs its advisory services is located at 915 W. Imperial Highway, Suite 160, Brea, CA 92821, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (714) 671-9330. The normal business hours are 8:30a - 5:30p on Monday - Friday. You can find more information about the New York firm at sackettfinancial.com and its LinkedIn profile.