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Albion Alliance LLC (New York)


Albion Alliance LLC is a large advisory firm based in New York. It manages $803.2 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001.

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Albion Alliance provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Albion Alliance: assets under management

The assets under management (AUM) of Albion Alliance LLC is $803.2 million. The firm's AUM has grown by 177% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $146.4 million in discretionary accounts and $656.8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $73.2 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $328.4 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Albion Alliance LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Equitable Holdings Llc 100% shareholder 1 Dec 1985 75% - 100% 22-2766036
The Equitable Life Assurance Society Of The United States 100% member 1 Dec 1985 75% - 100% 13-5570651
Axa Equitable Life Insurance Company 100% member 1 Dec 1985 75% - 100% 13-5570651
Alliance Capital Management Corp General partner 1 Apr 1999 Other 107445
Alliance Capital Management Holding L P Limited partner 1 Oct 1999 25% - 50% 106998

Based in New York

The principal office where Albion Alliance LLC performs its advisory services is located at 75 Rockefeller Plaza, 15 Th Fl., New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-277-7522 or by fax 646-723-3263. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at albionalliance.com.


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