Sgl Investment Advisors, Inc. (Missoula)

Name: Sgl Investment Advisors, Inc.
Address: 283 W. Front Street Suite 302, Missoula, MT, 59802 4328
Telephone: 406-721-0999

Sgl Investment Advisors, Inc. is a large advisory firm based in Missoula. It manages $146.25 million of regulatory assets for 231 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Montana, Texas, and Washington.

Sgl Investment Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sgl Investment Advisors: assets under management

The assets under management (AUM) of Sgl Investment Advisors, Inc. is $146.25 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 418% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $146.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $633.14 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 16% of the firm’s portfolio. Investments in investment grade corporate bonds form 13% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sgl Investment Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph David Vinso serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Joseph David Vinso is high net worth individuals with 28 clients and $60.53 million of assets under management. Among the 12 most similar advisory firms, Sgl Investment Advisors has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $146.25 million for 231 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sgl Investment Advisors doesn't advise any private funds.

Careers at Sgl Investment Advisors, Inc.

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joseph David Vinso has been acting as President since 1 Feb 2006. Kimberly Jean Smith joined the executive team most recently as the Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sgl Financial Services Corp.	Holding corporation	1 Feb 2006	75% - 100%	59-3829920
Scott Gregory Long	Chief compliance officer	1 Feb 2006	Other	1290706
Susan Elaine Williams	Secretary	1 Feb 2006	Other	2290587
Joseph David Vinso	Director	1 Feb 2006	Other	1499661
Dirk Nathan Cooper	Director	1 Feb 2006	Other	5251509
Michael F Kleese	Director	1 Feb 2006	Other	5249734
Sg Long Financial Services Corp.	Holding corporation	1 Feb 2006	75% - 100%	59-3829920
Bruce Anthony Costa	Director	1 Jun 2014	Other	6348002
Kimberly Jean Smith	Cco	1 Jul 2017	Other	3100432

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Susan Elaine Williams	Owner	1 Jul 2017	25% - 50%	2290587

Based in Missoula

The principal office where Sgl Investment Advisors, Inc. performs its advisory services is located at 283 W. Front Street Suite 302, Missoula, MT 59802 4328, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 406-721-0999 or by fax 406-721-0922. The normal business hours are 7:30 - 4:30 on Monday - Friday. You can find more information about the New York firm at sglinvestmentadvisors.com.