Tiaa Cref Trust Company, Fsb (St Louis)

Name: Tiaa Cref Trust Company, Fsb
Address: 211 North Broadway, St Louis, MO, 63102 2733
Telephone: 314-244-5000

Tiaa Cref Trust Company, Fsb is a large advisory firm based in St Louis. It manages $3.26 billion of regulatory assets for 2,772 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 43 other states.

Tiaa Cref Trust Company, Fsb provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tiaa Cref Trust Company, Fsb: assets under management

The assets under management (AUM) of Tiaa Cref Trust Company, Fsb is $3.26 billion. The firm's AUM has grown by 164% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.87 billion in discretionary accounts and $386.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.17 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.2 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tiaa Cref Trust Company, Fsb for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tiaa Cref Trust Company, Fsb

John Herron Biggs has been acting as President since 1 May 1998. Susan Ellen Fitzsimmons joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Herron Biggs	Director	1 May 1998	Other	1722873
Charles Henry Stamm	Director	1 May 1998	Other	1926783
James Gazzoli	Director, president, chief executive officer & chief operating officer	1 May 1998	Other	2897137
Douglas Anthony Rothermich	Vice president and secretary	1 May 1998	Other	4366582
Inc. Tct Holdings	Shareholder	1 May 1998	75% - 100%	13-3986052
John Raymond Jordan	Director	1 May 1998	Other	4366724
William Arno Peck	Director	1 May 1998	Other	4366728
Joseph James Gazzoli	Director, president, chief executive officer & chief operating officer	1 May 1998	Other	2897137
Joseph John Gazzoli	Director, president, ceo & coo	1 May 1998	Other	2897137
Charles H. Stamm	Director	1 May 1998	Other	1926783
David Alan Shunk	Director	1 May 1999	Other	423038
Stella Kay Love	Treasurer and chief financial officer	1 Jan 2000	Other	3068032
Martin Epler Galt	Director	1 Mar 2000	Other	2930975
Lisa Snow	Chief legal officer	1 Mar 2000	Other	1814473
Bruce Alan Fultone	Chief compliance officer	1 Mar 2001	Other	3083978
Bruce Alan Fulton	Chief compliance officer	1 Mar 2001	Other	3083978
John Thomas Zensen	Chief compliance officer	1 Feb 2003	Other	2420120
Bertram L. Scott	Director	1 Jul 2003	Other	4698925
Frances Nolan	Director	1 Jul 2003	Other	1719590
Bertram Lee Scott	Director	1 Jul 2003	Other	4698925
Frances Nmn Nolan	Director	1 Jul 2003	Other	1719590
Robert Wayne Mason	Director president, ceo & coo	1 Oct 2003	Other	4540758
Erwin W. Martens	Director	1 Oct 2003	Other	4676470
Elizabeth Ann Monrad	Director	1 Oct 2003	Other	3212249
Dermont Joseph Obrien	Director	1 Oct 2003	Other	2061046
Erwin Wayne Martens	Director	1 Oct 2003	Other	4676470
Dermot Joseph O'brien	Director	1 Oct 2003	Other	2061046
Joseph Maurice Krutzsch	Senior counsel and secretary	1 Apr 2004	Other	3244183
Douglas Edward Chittenden	Director president, ceo & coo	1 Sep 2004	Other	1719218
Ronald Lee Downs	Compliance officer	1 Sep 2004	Other	4859731
Jeffrey Adams Stuerman	Director, president, ceo and coo	1 Mar 2005	Other	1123276
Claude C. Lilly	Director	1 Dec 2005	Other	5087581
Michael Bruce Kahn	Managing director - institutional trust	1 Mar 2006	Other	5212942
Susan Ellen Fitzsimmons	Director	1 May 2006	Other	849250
Glenn A. Macfarlane	Director	1 May 2006	Other	4378736
Edward Dinnage Vandolsen	Director	1 May 2006	Other	1043383
Glenn Andrew Macfarlane	Director	1 May 2006	Other	4378736

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Tiaa Cref Enterprises	Shareholder	1 May 1998	75% - 100%	13-3905273
Teachers Insurance And Annuity Association Of America	Shareholder	1 May 1998	75% - 100%	13-1624203
Tiaa Board Of Overseers	Shareholder	1 May 1998	75% - 100%	13-6110585

Based in St Louis

The principal office where Tiaa Cref Trust Company, Fsb performs its advisory services is located at 211 North Broadway, St Louis, MO 63102 2733, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-244-5000 or by fax 314-244-5012. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at tiaa-cref.org.