Alliance Capital Global Derivatives Corp (New York)


Alliance Capital Global Derivatives Corp is a pension cosultant based in New York. It has been registered with the SEC as an adviser since 2001.

Alliance Capital Global Derivatives Corp provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.


Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alliance Capital Global Derivatives Corp for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Alliance Capital Global Derivatives Corp

Kathleen Ann Corbet has been acting as President since 1 Sep 1993. Laurence Hugh Bertan joined the executive team most recently as the Acting Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Alliance Capital Management Corporation Of Delaware ("Acmcd") 100% s/h of registrant 1 Aug 1991 75% - 100% 13-2778645
Robert Henry Joseph Vice president 1 Aug 1991 Other 1323290
Mark R Manley Secretary and compliance officer 1 Aug 1991 Other 1294370
Mark R. Manley Director, secretary and chief compliance officer 1 Aug 1991 Other 1294370
Paul Knudsuig Vice president 1 Sep 1992 Other 4355518
Paul Knudsvig Vice president 1 Sep 1992 Other 2327627
Frank Savage Exec. vice president 1 Sep 1993 Other 1376409
Kathleen Ann Corbet President 1 Sep 1993 Other 4355514
Alfred (Nmn) Harrison Vice president 1 Apr 1994 Other 4338425
James Gerard Reilly Vice president 1 Apr 1994 Other 2655310
Alfred Harrison Vice president 1 Apr 1994 Other 4338425
James J Posch Assistant secretary 1 Jul 1994 Other 2521660
Charles Brad Schaffran Vice president 1 Oct 1994 Other 1659970
Joseph John Mantineo Vice president 1 Jul 1998 Other 1352581
Kenneth F Barkoff Vice president 1 Mar 1999 Other 2267964
Juan Jesus Rodriguez Vice president 1 Sep 2000 Other 1319638
Joshua Bruce Lisser Executive vice president and director 1 Jan 2001 Other 2384516
Michael Thomas Borgia Vice president 1 Apr 2002 Other 1054864
Frank James Bouttomesso Assistant secretary 1 Jul 2002 Other 2819815
Frank James Bruttomesso Assistant secretary 1 Jul 2002 Other 2819815
Robert Henry Joseph Vice president & treasurer 1 Jan 2004 Other 1323290
James Gerard Reilly Executive vice president 1 Jan 2004 Other 2655310
Jr. Robert Henry Joseph Vice president & treasurer 1 Jan 2004 Other 1323290
Chris P Noone Vice president 1 Jul 2004 Other 4474905
Laurence Hugh Bertan Acting chief compliance officer 1 Jan 2006 Other 2332647

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Alliance Capital Management L P 100% s/h 1 Aug 1991 75% - 100% 108477

Based in New York

The principal office where Alliance Capital Global Derivatives Corp performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-969-1000 or by fax 212-969-2293. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.