Capital Market Strategies LLC (Palm Beach Gardens)

Name: Capital Market Strategies LLC
Address: 3801 Pga Blvd., Palm Beach Gardens, FL, 33410
Telephone: (561) 207-6399

Capital Market Strategies LLC is a large advisory firm based in Palm Beach Gardens. It manages $131.39 million of regulatory assets for 303 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Florida and Illinois.

Capital Market Strategies provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Market Strategies: assets under management

The assets under management (AUM) of Capital Market Strategies LLC is $131.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $131.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $433.64 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 64% of the total AUM. The second-largest asset type is investment and business development companies, which make up 17% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Market Strategies LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capital Market Strategies serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, banking or thrift institutions, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Capital Market Strategies is high net worth individuals with 36 clients and $86.82 million of assets under management. Among the 10 most similar advisory firms, Capital Market Strategies has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $131.39 million for 136 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Capital Market Strategies doesn't advise any private funds.

Careers at Capital Market Strategies LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Curtis Lee Lyman	Managing member & chief compliance officer	1 Nov 2005	75% - 100%	1407264

Based in Palm Beach Gardens

The principal office where Capital Market Strategies LLC performs its advisory services is located at 3801 Pga Blvd., Palm Beach Gardens, FL 33410 The mailing address of the firm is 301 Lake Shore Drive #304, Lake Park, FL 33403. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (561) 207-6399 or by fax (561) 207-6377. The normal business hours are not applicable - office visits by appointment only on Other. You can find more information about the New York firm at abgwealth.com.