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Petti Vincent James (Colorado Springs)


Petti Vincent James is an adviser based in Colorado Springs. It manages $23.3 million of regulatory assets for 191 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Colorado.




Petti Vincent James provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Petti Vincent James: assets under management

The assets under management (AUM) of Petti Vincent James is $23.3 million. The firm's AUM has gone down by -46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $20.1 million in discretionary accounts and $3.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $138.62 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $69.57 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Petti Vincent James for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Colorado Springs

The principal office where Petti Vincent James performs its advisory services is located at 1031 N. Weber Street, Colorado Springs, CO 80903 The mailing address of the firm is P. O. Box 1576, Colorado Springs, CO 80901. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 719-578-8855 or by fax 719-578-0536. The normal business hours are 8:00 a.m. to 2:30 p.m. on Monday - Friday.


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