Arlington Capital Investors Ltd (London)

Name: Arlington Capital Investors Ltd
Address: 43 44 New Bond Street, London, W1 S 2 Sa
Telephone: +44-20-7647-8200

Arlington Capital Investors Ltd is a large advisory firm based in London. It manages $43 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Arlington Capital Investors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arlington Capital Investors: assets under management

The assets under management (AUM) of Arlington Capital Investors Ltd is $43 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $43 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Arlington Capital Investors Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arlington Capital Investors Ltd

Loc Duc Nguyen has been acting as President since 1 Jan 2001. John Richard Mowat joined the executive team most recently as the Director And Cio.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Karl Robertson Van Horn	Ceo and shareholder of arlington capital management (c.i.) limited	1 Mar 1991	25% - 50%	4423585
Arlington Capital Management Limited	Shareholder of applicant	1 Apr 1991	75% - 100%	2467453
Geoffrey Bray	Chief financial officer	1 Jan 1993	Other	4423746
Henry Christopher Blackie	Director and shareholder of arlington capital management (c.i.) limited	1 May 1995	Other	4423694
Robert John Aufrere Carr Wallace Turner	Compliance officer	1 Sep 1997	Other	4423747
Nathaniel Victor Dial	Director	1 Oct 1998	Other	4423730
Francis David Birch	Director and shareholder of arlington capital management (c.i.) limited	1 May 1999	Other	4423711
Loc Duc Nguyen	Director	1 Jan 2001	Other	4423716
Stephen Philip Chance	Director	1 Nov 2001	Other	4497735
Isabelle Lietaar Gilson	Compliance officer	1 Nov 2002	Other	4497686
Helene Jelman	Director	1 Sep 2003	Other	4758477
Arlington Capital Management (C.I.) Limited	Shareholder of applicant	1 Jan 2006	75% - 100%	24365
Jens Ulrik Holst	Director	1 Dec 2006	Other	5295683
John Richard Mowat	Director and cio	1 Jan 2008	Other	5474874

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Arlington Capital Management (C.I.) Limited	Owner of acml and applicant	1 Aug 1991	75% - 100%	24365
Karl Robertson Van Horn	Shareholder	1 Aug 1991	25% - 50%	4423585
Karl Robertson Van Horn	Director and shareholder of acp ltd	1 Aug 2006	25% - 50%	4423585
Arlington Capital Partners Limited	Owner of acm (c.i.) ltd	1 Aug 2006	75% - 100%	24366
Helene Jelman	Director and shareholder of acp ltd	1 Aug 2006	Other	4758477
Stephen Philip Chance	Director and shareholder of acp ltd	1 Aug 2006	Other	4497735
Henry Christopher Blackie	Director and shareholder of acp ltd	1 Aug 2006	Other	4423694
Karl Robertson Van Horn	Director and shareholder of kvh holdings limited	1 Sep 2006	25% - 50%	4423585
Kvh Holdings Limited	Owner of acp ltd	1 Sep 2006	25% - 50%	xxx-xx-xxxx
Jens Ulrik Holst	Director and shareholder of kvh holdings limited	1 Sep 2006	25% - 50%	5295683
Stephen Philip Chance	Director and shareholder of kvh holdings limited	1 Sep 2006	Other	4497735

Based in London

The principal office where Arlington Capital Investors Ltd performs its advisory services is located at 43 44 New Bond Street, London, W1 S 2 Sa, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44-20-7647-8200 or by fax +44-20-7629-3244. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.acil.co.uk.