Investment Metrics, LLC (Tucson)

Name: Investment Metrics, LLC
Address: 4007 E. Paradise Falls Drive, Tucson, AZ, 85712
Telephone: 520-327-1019

Investment Metrics, LLC is a large advisory firm based in Tucson. It manages $472 million of regulatory assets for 245 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Louisiana, Minnesota, and Texas.

Investment Metrics provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Investment Metrics: assets under management

The assets under management (AUM) of Investment Metrics, LLC is $472 million. The firm's AUM has grown by 347% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $372.99 million in discretionary accounts and $99.01 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.57 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $12.38 million.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Investment Metrics, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Investment Metrics serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Investment Metrics is pension and profit sharing plans with 38 clients and $353.05 million of assets under management. Among the 9 most similar advisory firms, Investment Metrics has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $472 million for 246 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Investment Metrics doesn't advise any private funds.

Careers at Investment Metrics, LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick John Zumbusch	Owner, managing member	1 Aug 2011	75% - 100%	5593163
Deirdre Marie Kochanski	Chief compliance officer	1 Aug 2011	Other	1953073

Based in Tucson

The principal office where Investment Metrics, LLC performs its advisory services is located at 4007 E. Paradise Falls Drive, Tucson, AZ 85712, which is also the mailing address of the firm. An additional office of the firm is in Plano, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 520-327-1019 or by fax 520-327-1802. The normal business hours are 8:00 - 3:00 on Monday - Friday. You can find more information about the New York firm at wellspringfinancialpartners.com and its LinkedIn profile.