Smith Barney Global Capital Management Inc (London)

Name: Smith Barney Global Capital Management Inc
Address: Citigroup Centre, Canada Square, London, E14 5 Lb
Telephone: 00-4420-7500-5911

Smith Barney Global Capital Management Inc is a large advisory firm based in London. It manages $257.67 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Smith Barney Global Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Barney Global Capital Management: assets under management

The assets under management (AUM) of Smith Barney Global Capital Management Inc is $257.67 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $257.67 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $257.67 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Smith Barney Global Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Smith Barney Global Capital Management Inc

Heath Brian Mclendon has been acting as President since 1 Jun 2000. Evan Lewis Merberg joined the executive team most recently as the Global Head Of Institutional And International Retail, European Management Committe Member For The Investment Adviser.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arthur George Saks	Secretary	1 Apr 1988	Other	409167
Victor Simeonovitch Filatov	Chief executive officer	1 Nov 1993	Other	1710290
Simon Robert Hildreth	Director	1 Apr 1995	Other	4347157
Citigroup Inc.	Shareholder	1 Nov 1998	75% - 100%	52-1568099
Vernon Richard Barback	Global head of operations and technology for ssb citi asset management group	1 Aug 1999	Other	4347165
Salomon Smith Barney Holdings Inc	Shareholder	1 Dec 1999	75% - 100%	22-1660266
Citigroup Global Markets Holdings Inc	Shareholder	1 Dec 1999	75% - 100%	22-1660266
Philippe Jacques Lespinard	Head of european investment	1 Mar 2000	Other	4347161
Michael Simon Green	Head of institutional sales for europe, european management committee member	1 Mar 2000	Other	4362306
Linda Marget Davies	General counsel europe, europeam management committee member	1 Mar 2000	Other	2618049
Robert Locke Battel	Chief operating officer	1 May 2000	Other	14775
Heath Brian Mclendon	Director	1 Jun 2000	Other	329444
Christopher Michael Robinson	Director	1 Jun 2000	Other	2645176
May Steele	Head of human resources and european management committee member	1 Aug 2000	Other	4520047
Denis Lionel Chatterton	Compliance officer	1 Sep 2000	Other	4347159
Michael Patrick Mcelroy	Head of global equity investment and european management committee member	1 Jan 2001	Other	2851856
Martin Tully	Head of operations and technology for ssb citi asset management group, europe	1 Feb 2001	Other	4347167
Robert Locke Battel	Director and chief executive officer, citigroup asset management europe	1 Aug 2001	Other	14775
Neil Mcpherson	European management committee member	1 Oct 2001	Other	4489455
Victor Simeonovitch Filatov	European management committee member	1 Nov 2001	Other	1710290
Richard Patrick Mcnamara	Finance officer	1 Nov 2001	Other	4489453
James Kandunias	Head of private bank relationship management and european management committee member	1 Dec 2001	Other	4520050
Christopher Parker	Head of non-us fixed income and european management committee member	1 Feb 2002	Other	4520046
Virgil H. Cumming	Director	1 Apr 2002	Other	4332892
Patrick Aloysius Mcdonnell	Head of retail sales and development, european management committee member	1 Jun 2002	Other	2665672
John Martin Nestor	Business head of citigroup asset management europe and chief executive officer for the investment adviser	1 Nov 2002	Other	4391240
Denis Patrick Mangan	Director	1 Nov 2002	Other	4649055
Ursula Schliessler	Business manager, european management committee member for the investment adviser	1 Dec 2002	Other	4648520
Harvey Lewis Slater	Head of operations, european management committee member for the investment adviser	1 Dec 2002	Other	1637337
Paula Denise Marsh	Compliance officer, european management committee member for the investment adviser	1 Apr 2003	Other	4670748
Margaret Adams	Head of operations, european management committee member for the investment adviser	1 Aug 2003	Other	4708015
Stuart Glenn Berry	Head of technology, european management committee member for the investment adviser	1 Mar 2004	Other	4780949
Annette Sheridan	Head of human resources, european management committee member for the investment adviser	1 Mar 2004	Other	4780951
Glenn Galloway	Finance officer, european management committee member for the investment adviser	1 Mar 2004	Other	4781503
Daniel Joseph Bukowski	Director	1 Mar 2004	Other	1925508
Winifred Elsie Robbins	Head of london fixed income for the investment adviser	1 Nov 2004	Other	4899344
Paul Adam Ehrhardt	Business manager - investments, european management committee member of the investment adviser	1 Jan 2005	Other	2345766
Evan Lewis Merberg	Global head of institutional and international retail, european management committe member for the investment adviser	1 Mar 2005	Other	4608177

Based in London

The principal office where Smith Barney Global Capital Management Inc performs its advisory services is located at Citigroup Centre, Canada Square, London, E14 5 Lb, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 00-4420-7500-5911 or by fax 00-4420-7500-2117. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at www.salomonsmithbarney.com.