Richard P. Slaughter Associates, Inc. is a large advisory firm based in Austin. It manages $507.39 million of regulatory assets for 1,230 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Massachusetts, New Mexico, and Texas.
Richard P. Slaughter Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Richard P. Slaughter Associates, Inc. is $507.39 million. $508.2 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Richard P. Slaughter Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Richard P. Slaughter Associates is high net worth individuals with 221 clients and $370.1 million of assets under management. Among the 7 most similar advisory firms, Richard P. Slaughter Associates has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $507.39 million for 426 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Richard P. Slaughter Associates doesn't advise any private funds.
The company employs 13 people that are either part- or full-time employees. 85 percent of the employees work as investment advisers or researchers. 13 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where Richard P. Slaughter Associates, Inc. performs its advisory services is located at 13809 Research Blvd, Austin, TX 78750 The mailing address of the firm is 13809 N Hwy 183, Austin, TX 78750. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 512-918-0000 or by fax 512-918-0001. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at rpsplanadvisors.com and its LinkedIn profile.