Investment Management & Consulting Group (Portland)


Investment Management & Consulting Group is a large advisory firm based in Portland. It manages $433.42 million of regulatory assets for 1,579 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Colorado, Florida, Maine, and 5 other states.

Investment Management & Consulting Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 499 clients. On top of advisory services, the firm doesn't engage in other business activities.

Investment Management & Consulting Group: assets under management

The assets under management (AUM) of Investment Management & Consulting Group is $433.42 million. The firm's AUM has grown by 1196% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $425.25 million in discretionary accounts and $8.17 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $284.07 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $99.64 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Investment Management & Consulting Group for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Investment Management & Consulting Group

Fredric Wallace Williams has been acting as President since 1 Jan 1995. Francis J Davies joined the executive team most recently as the Vice President Portfolio Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Fredric Wallace Williams President 1 Jan 1995 25% - 50% 712536
Deborah L Thurston Director 1 Nov 1997 25% - 50% 4377120
Charles William Dibner Exec. vp 1 Jan 2003 Other 720494
Tracy Warren Rogers Compliance officer 1 Aug 2004 Other 4178132
Francis J Davies Vice president - portfolio manager 1 Jan 2006 Other 1158927

Based in Portland

The principal office where Investment Management & Consulting Group performs its advisory services is located at 130 Middle Street, Portland, ME 04112 The mailing address of the firm is 130 Middle Street, Portland, ME 04101. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 207-774-6552 or by fax 207-775-2969. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.imcgrp.com.