Windward Securities Corporation is a pension cosultant based in Concord. It manages $1.81 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arkansas, Connecticut, Indiana, and 6 other states.
Windward Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Windward Securities Corporation is $1.81 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Windward Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Charles C Cornelio has been acting as President since 1 May 2003. Kenneth Lee Wagner joined the executive team most recently as the Chief Compliance Officer.
The principal office where Windward Securities Corporation performs its advisory services is located at One Granite Place, Concord, NH 03301, which is also the mailing address of the firm. An additional office of the firm is in Chesterfield, MO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 603-226-5000 or by fax 603-226-5035. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.windwardsecurities.com.