Punter Southall LLC (Waltham)


Punter Southall LLC is a large advisory firm based in Waltham. It manages $4.2 billion of regulatory assets for 40 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Massachusetts.

Punter Southall provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and pension related corporate finance advice. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Punter Southall: assets under management

The assets under management (AUM) of Punter Southall LLC is $4.2 billion. The firm's AUM has grown by 1167% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $862.16 million in discretionary accounts and $3.34 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.06 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $175.6 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Punter Southall LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sanlam Limited Indirect owner 1 Jan 2001 75% - 100% 1959/001562/06
Sanlan Limited Indirect owner 1 Jan 2001 25% - 50% 1959/001562/06
Punter Southall Group Limited Indirect owner 1 Feb 2001 75% - 100% 04096788
Sanlam Netherlands Holdings Bv Indirect owner 1 Dec 2003 25% - 50% 24315242 0000
Punter Southall Group Limited Indirect owner 1 Apr 2004 75% - 100% 04096788
Psg Trustees Limited Indirest owner 1 Nov 2006 50% - 75% 05089530
P Solve Limited Indirect owner 1 Jan 2009 75% - 100% 4035248
P Solve Investments Limited Indirect owner 1 Jan 2009 75% - 100% 4035248
Punter Southall Group Limited Indirect owner 1 Mar 2014 50% - 75% 04096788
River And Mercantile Group Limited Indirect owner 1 Mar 2014 50% - 75% 0000001
Punter Southall Employee Benefit Trust Indirect owner 1 Mar 2014 25% - 50% 0000002
Psc Trustees Limited Indirect owner 1 Mar 2014 25% - 50% 0000003

Based in Waltham

The principal office where Punter Southall LLC performs its advisory services is located at 200 West Street, Waltham, MA 02451, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-373-6900 or by fax 781-373-6902. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.puntersouthall.us.