Ubs Realty Investors LLC is a large advisory firm based in Hartford. It manages $3.6 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.
Ubs Realty Investors provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and asset management. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ubs Realty Investors LLC is $3.6 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 104% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ubs Realty Investors LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of James William Okeefe is pooled investment vehicles with 2 clients and $3.6 billion of assets under management. Among the 6 most similar advisory firms, Ubs Realty Investors has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $3.6 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.
Ubs Realty Investors also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.
The company employs 207 people that are either part- or full-time employees. 16 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
James William Okeefe has been acting as President since 1 Jul 2004. Timothy Walsh joined the executive team most recently as the Executive Director.
The principal office where Ubs Realty Investors LLC performs its advisory services is located at 10 State House Square, Hartford, CT 06103 3604, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-616-9000 or by fax 860-616-9104. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ubs.com/global/en/asset_management/gre/us.html.