Onesource Retirement Advisors, Inc. (Malvern)


Onesource Retirement Advisors, Inc. is a large advisory firm based in Malvern. It manages $276.13 million of regulatory assets for 1,215 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida, New Hampshire, Pennsylvania, and Texas.

Onesource Retirement Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Onesource Retirement Advisors: assets under management

The assets under management (AUM) of Onesource Retirement Advisors, Inc. is $276.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $276.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $227.26 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 65% of the total AUM. The second-largest asset type is other assets, which make up 20% of the firm’s portfolio. Investments in state and local bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Onesource Retirement Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Ring Obrien serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of John Ring Obrien is high net worth individuals with 90 clients and $215.14 million of assets under management. Among the 11 most similar advisory firms, Onesource Retirement Advisors has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $276.13 million for 199 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Onesource Retirement Advisors doesn't advise any private funds.

Careers at Onesource Retirement Advisors, Inc.

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Ring Obrien has been acting as President since 1 Jul 2000. Francis Charles Ortner joined the executive team most recently as the Chairman/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Ring Obrien President 1 Jul 2000 25% - 50% 1650462
Francis Charles Ortner Chairman/chief compliance officer 1 Jul 2000 25% - 50% 1175718

Based in Malvern

The principal office where Onesource Retirement Advisors, Inc. performs its advisory services is located at 4 Mystic Lane, Malvern, PA 19355, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-251-9393 or by fax 610-672-9676. The normal business hours are 9:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at onesourceretirement.com.