Waterhouse Lm & Co Inc is a large advisory firm based in Valhalla. It manages $295 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2017.
Waterhouse Lm & provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Waterhouse Lm & Co Inc is $295 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Waterhouse Lm & Co Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Waterhouse Lm & Co Inc performs its advisory services is located at 100 Summit Lake Drive Suite 140, Valhalla, NY 15095, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 9149605635 or by fax NONE. The normal business hours are 9 - 5 on Monday - Friday. You can find more information about the New York firm at lmwaterhouse.com.