Springboard Planning & Advisory Group, Inc. (Newport Beach)


Springboard Planning & Advisory Group, Inc. is an adviser based in Newport Beach. It manages $17.86 million of regulatory assets for 219 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

Springboard Planning & Advisory Group provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Springboard Planning & Advisory Group: assets under management

The assets under management (AUM) of Springboard Planning & Advisory Group, Inc. is $17.86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $81.55 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Springboard Planning & Advisory Group, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Springboard Planning & Advisory Group, Inc.

Jeremie Daniel Mckee joined the executive team most recently as the President & Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jonathan Mckee Hansen Chief executive officer/chief compliance officer 1 Mar 2001 75% - 100% 2277769
Springboard Capital Corp Owner 1 Jul 2001 75% - 100% 33-0899960
Jeremie Daniel Mckee President & chief compliance officer 1 Aug 2005 Other 3025644

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ronald Duane Dunham Chairman of the board 1 Mar 2000 25% - 50% 1159526
Jonathan Mckee Hansen Ceo 1 Mar 2000 25% - 50% 2277769

Based in Newport Beach

The principal office where Springboard Planning & Advisory Group, Inc. performs its advisory services is located at 610 Newport Center Drive, Newport Beach, CA 92660 The mailing address of the firm is 610 Newport Center Drive, Newport Beach, CA 92660. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-720-9960 or by fax 949-266-9623. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.springboardfinancial.com.