Rockwell Global Advisors, LLC is a mid-sized advisory firm based in Melville. It manages $28.8 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Colorado, Florida, New Jersey, and New York.
Rockwell Global Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rockwell Global Advisors, LLC is $28.8 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rockwell Global Advisors, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Bruce Jude Guarino has been acting as President since 1 Jul 2007. Christopher P Ferrara joined the executive team most recently as the Managing Member/Chief Compliance Officer.
The principal office where Rockwell Global Advisors, LLC performs its advisory services is located at 125 Baylis Road, Melville, NY 11747, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 631-608-2043 or by fax 631-608-2010. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.