Warlander Asset Management, LP (New York)


Warlander Asset Management, LP is a large advisory firm based in New York. It manages $1.19 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2015.

Warlander Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Warlander Asset Management: assets under management

The assets under management (AUM) of Warlander Asset Management, LP is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1188339177% since the beginning of its operation, and $677.71 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $396.11 million each.
Warlander Asset Management has custody of $1.19 billion in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Warlander Asset Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Warlander Asset Management serves?

The only and largest group of clients of Warlander Asset Management is pooled investment vehicles with 3 clients and $1.19 billion of assets under management. Among the 7 most similar advisory firms, Warlander Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.19 billion for 3 clients. 66% of the firm’s clients are foreign persons or businesses.

Warlander Asset Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Warlander Asset Management, LP

The company employs 16 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alex Ginzburg Partner and head of research 1 May 2015 25% - 50% 2929979
Eric Adam Cole Chief executive officer and chief investment officer 1 May 2015 50% - 75% 2363570
Marc Jay Pfeffer President and chief operating officer 1 May 2015 Other 2059880
Llc Warlander Management Gp General partner 1 May 2015 Other 37-1784449
Alex Nmn Ginzburg Partner and head of research 1 May 2015 25% - 50% 2929979
Donald Joseph Henry Chief financial officer 1 Oct 2015 Other 6586436
Raph Asher Posner General counsel and chief compliance officer 1 Feb 2016 Other 6610797

Based in New York

The principal office where Warlander Asset Management, LP performs its advisory services is located at 250 West 55 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-779-6200. The normal business hours are 9am - 5pm on Monday - Friday.