Trowbridge Capital Partners LLC. (New York)


Trowbridge Capital Partners LLC. is a mid-sized advisory firm based in New York. It manages $35.63 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Illinois, Michigan, and New York.

Trowbridge Capital Partners provides portfolio management for individuals and small businesses and subadviser services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trowbridge Capital Partners: assets under management

The assets under management (AUM) of Trowbridge Capital Partners LLC. is $35.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.96 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Trowbridge Capital Partners LLC. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Trowbridge Capital Partners serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Trowbridge Capital Partners is high net worth individuals with 5 clients and $35 million of assets under management. Among the 3 most similar advisory firms, Trowbridge Capital Partners has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $35.63 million for 9 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Trowbridge Capital Partners doesn't advise any private funds.

Careers at Trowbridge Capital Partners LLC.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brett David Golden Managing member & chief compliance officer 1 May 2018 25% - 50% 3073338
Louis Paul Lukac Member & chief investment officer 1 May 2018 25% - 50% 1898653
Stanley Dickson Member 1 May 2018 25% - 50% 1716109

Based in New York

The principal office where Trowbridge Capital Partners LLC. performs its advisory services is located at 400 East 58 Th Street, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-360-3574 or by fax 646-360-3574. The normal business hours are 8:00am - 5:00pm on Monday - Friday.