Ballyrock Investment Advisors LLC (Boston)

Ballyrock Investment Advisors LLC is a large advisory firm based in Boston. It manages $821.51 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Massachusetts.

Ballyrock Investment Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ballyrock Investment Advisors: assets under management

The assets under management (AUM) of Ballyrock Investment Advisors LLC is $821.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 105% since the beginning of its operation, and $821.51 million of the total AUM is attributable to clients outside of the United States.

The firm manages $821.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $205.38 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ballyrock Investment Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Anthony Lawrence serves?

The only and largest group of clients of Robert Anthony Lawrence is pooled investment vehicles with 4 clients and $821.51 million of assets under management. Among the 8 most similar advisory firms, Ballyrock Investment Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $821.51 million for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

Ballyrock Investment Advisors also advises several private funds. Namely, four securitized asset funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $5,000,000.

Careers at Ballyrock Investment Advisors LLC

Robert Anthony Lawrence has been acting as President since 1 Jun 2001. Harley Jay Lank joined the executive team most recently as the Director, President, Head Of High Income.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Anthony Lawrence	President/director	1 Jun 2001	Other	1718925
Bart Grenier	Senior vice president/director	1 Jun 2001	Other	4451384
Walter Clemens Donovan	Senior vice president	1 Jun 2001	Other	1406537
George Alfred Carrick	Treasurer	1 Jun 2001	Other	2330662
Jay Freedman	Secretary	1 Jun 2001	Other	2762408
Fidelity Investors Iii Limited Partnership	Shareholder	1 Jun 2001	75% - 100%	04-3506191
Abigail Pierrepont Johnson	Director	1 Jun 2001	Other	4340399
Susan Englander Hislop	Assistant secratary	1 Jun 2001	Other	4348182
Nathan H Vanduzer	Assistant secretary	1 Jun 2001	Other	4451400
Susan Englander Sturdy	Assistant secratary	1 Jun 2001	Other	4348182
Peter Svorinic	Compliance officer	1 Aug 2001	Other	1403501
Harley J Lank	Vice president	1 Aug 2001	Other	4451403
Gary Greenstein	Director	1 Feb 2002	Other	2762409
John J Remondi	Director	1 Feb 2002	Other	4348172
Lisa B. Rymut	Assistant treasurer	1 Feb 2002	Other	4518185
Gregory Merz	Assistant secretary	1 Feb 2002	Other	4518187
John Richard Corcoran	Compliance officer	1 Sep 2002	Other	2042260
Robert M Gervis	Director & president	1 Sep 2003	Other	4347068
Robert M (Mi Only) Gervis	President & director	1 Sep 2003	Other	4347068
Scott Hagg	Treasurer	1 Mar 2004	Other	4806924
Kenneth Alan Rathgeber	Chief compliance officer	1 Oct 2004	Other	2400619
Kenneth Alan Rathgeber	Chief compliance officer	1 Sep 2005	Other	2400619
Nicholas Edgar Steck	Compliance officer	1 May 2006	Other	2508484
Boyce Ingram Greer	Director	1 Jun 2006	Other	1423638
Fmr Llc	Member	1 Jan 2007	75% - 100%	04-2507163
David Leonard Murphy	Director	1 Jan 2007	Other	733882
Fmr Corp.	Shareholder	1 Jan 2007	75% - 100%	04-2507163
Alan Scheuer	Treasurer	1 Mar 2008	Other	1351469
Alan (Nmn) Scheuer	Treasurer	1 Mar 2008	Other	1351469
Thomas (Nmn) Hense	Director & president	1 Jul 2008	Other	5638986
Michael E (Mi Only) Wilens	Head of asset management	1 Jul 2008	Other	5653418
Charles B (Mi Only) Mcdevitt	Chief financial officer of asset management	1 Nov 2008	Other	4692288
Joseph A (Mi Only) Hanlon	Compliance officer	1 Mar 2009	Other	4863662
Walter Clemens Donovan	President - equity division	1 Mar 2009	Other	1406537
Steven F (Mi Only) Schiffman	Treasurer	1 Apr 2009	Other	5667585
Jacques Pierre Perold	Executive	1 Jul 2009	Other	4407744
Jacques Pierre Perold	Head of asset management	1 Nov 2009	Other	4407744
William F (Mi Only) Kavanagh	Chief financial officer of asset management	1 Jan 2010	Other	5757455
Ronald Philip O'hanley	President of asset management and corporate services	1 Jul 2010	Other	4331592
William E Dailey	Chief financial officer of asset management	1 Jul 2011	Other	5226182
Mark Eric Mollenhauer	Vice president	1 Apr 2012	Other	2395658
Linda Jean Wondrack	Chief compliance officer	1 Apr 2012	Other	1589187
Harley J Lank	Vice president	1 Apr 2012	Other	4451403
Alan F Bembenek	Vice president	1 Apr 2012	Other	6069495
Harley Jay Lank	Vice president	1 Apr 2012	Other	4451403
Charles S (Mi Only) Morrison	President of asset management	1 Mar 2014	Other	4650274
Charles Sumner Morrison	President of asset management	1 Mar 2014	Other	4650274
William E Dailey	Chief operating officer of asset management	1 May 2014	Other	5226182
Jean Marie Raymond	Chief financial officer of asset management	1 May 2014	Other	4148581
William Eric Dailey	Chief operating officer of asset management, executive vice president	1 May 2014	Other	5226182
William Irving	Vice president	1 Sep 2015	Other	6558831
William Wood Irving	Vice president	1 Sep 2015	Other	6558831
Julie Madeliene Donovan	Chief operating officer	1 May 2016	Other	6710905
Michael Kenneth Weaver	Vice president	1 May 2016	Other	3145848
Harris Gregg Komishane	Chief financial officer of asset management, treasurer	1 Jul 2017	Other	5225050
Joseph Arthur Nedder	Chief operating officer of asset management	1 Jul 2017	Other	6142994
Nancy Delia Prior	Head of high income	1 Mar 2018	Other	6044826
Francesco Paolo Castagliuolo	Vice president	1 Mar 2018	Other	7084978
Kevin Dunleavy Nielsen	Vice president	1 Apr 2018	Other	6942894
Kevin Matthew Meagher	Chief compliance officer	1 Jul 2018	Other	7002688
Christopher John Rimmer	Head of asset management finance, treasurer	1 Oct 2018	Other	4770358
Matthew Thomas Born	President, director	1 Oct 2018	Other	2268994
Lisa Michele Goulemas	Chief operating officer	1 Oct 2018	Other	3140179
Stephen Charles Neff	Head of asset management	1 Dec 2018	Other	7048247
Harley Jay Lank	Director, president, head of high income	1 Aug 2019	Other	4451403

Indirect Owners

The SEC currently registers 19 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Edward C (Mi Only) Johnson	Director	1 Oct 1972	Other	1367269
William Leo Byrnes	Director	1 Oct 1972	Other	1091589
James C (Mi Only) Curvey	Director	1 Feb 1990	Other	2293087
James Charles Curvey	Elected manager	1 Feb 1990	Other	2293087
Abigail P Johnson	Director	1 May 1994	Other	4340399
Abigail Pierrepont Johnson	Elected manager	1 May 1994	Other	4340399
Llc Fidelity Investors Management	General partner	1 Mar 2000	Other	109215
Fidelity Investors Management Corp.	General partner	1 Mar 2000	Other	109215
L.P. Pandanus Partners	Limited partner	1 Jun 2001	25% - 50%	75-2347466
3d Trust No. 2 The Edward C. Johnson	Limited partner	1 Jun 2001	25% - 50%	04-6454764
Bartlett Narrows Lp	Limited partner	1 Jun 2005	25% - 50%	35-2257286
Edward C (Mi Only) Johnson Iv	Director	1 Apr 2006	Other	5305256
John J (Mi Only) Remondi	Director	1 Apr 2006	Other	4348172
Edward Crosby Johnson Iv	Elected manager	1 Apr 2006	Other	5305256
John Joseph Remondi	Elected manager	1 Apr 2006	Other	4348172
Michael E (Mi Only) Wilens	Director	1 Oct 2014	Other	5653418
Gerard J. Mcgraw	Director	1 Oct 2014	Other	4713963
Michael Engber Wilens	Elected manager	1 Oct 2014	Other	5653418
Gerard John Mcgraw	Elected manager	1 Oct 2014	Other	4713963

Based in Boston

The principal office where Ballyrock Investment Advisors LLC performs its advisory services is located at 245 Summer Street, Boston, MA 02210, which is also the mailing address of the firm. An additional office of the firm is in Merrimack, NH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-563-7000 or by fax 603-864-2311. The normal business hours are 9:00 am - 5:00 pm est on Monday - Friday.