Oasis Capital Management LLC (Park City)


Oasis Capital Management LLC is an adviser based in Park City. It manages $51.91 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida, New York, and Utah.

Oasis Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oasis Capital Management: assets under management

The assets under management (AUM) of Oasis Capital Management LLC is $51.91 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.53 million each.
Oasis Capital Management has custody of $15.38 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oasis Capital Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Oasis Capital Management LLC

Thomas Carl Stephens has been acting as President since 1 Oct 2003. Michael Burke Stephens joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Diana Rogers Stephens Member 1 Oct 2003 Other 4810177
Thomas Carl Stephens President 1 Oct 2003 75% - 100% 4810286
Michael Burke Stephens Member 1 Mar 2010 Other 5119436

Based in Park City

The principal office where Oasis Capital Management LLC performs its advisory services is located at 3030 Snow Cloud Circle, Park City, UT 84060 The mailing address of the firm is P.O. Box 682350, Park City, UT 84068. An additional office of the firm is in Brooklyn, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 435-604-0494 or by fax 435-649-3796. The normal business hours are various on Other. You can find more information about the New York firm at www.oasiscapitalmanagement.com.