Jt Stratford, LLC (Gainesville)


Jt Stratford, LLC is a large advisory firm based in Gainesville. It manages $288.44 million of regulatory assets for 1,192 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida, Georgia, Louisiana, and 4 other states.

Jt Stratford provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and consulting agreement. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jt Stratford: assets under management

The assets under management (AUM) of Jt Stratford, LLC is $288.44 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 188% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $288.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $241.98 thousand each.
Jt Stratford has custody of $77.23 million in cash and securities for 181 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 69% of the total AUM. The second-largest asset type is investment and business development companies, which make up 16% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jt Stratford, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dwayne Todd Ferguson serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dwayne Todd Ferguson is high net worth individuals with 92 clients and $146.83 million of assets under management. Among the 9 most similar advisory firms, Jt Stratford has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $288.44 million for 590 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Jt Stratford doesn't advise any private funds.

Careers at Jt Stratford, LLC

The company employs 10 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dwayne Todd Ferguson President/chief compliance officer/managing member 1 Jun 2010 75% - 100% 2957742

Based in Gainesville

The principal office where Jt Stratford, LLC performs its advisory services is located at 211 Forrest Avenue, Gainesville, GA 30501 The mailing address of the firm is P.O. Box 5966, Gainesville, GA 30504. An additional office of the firm is in Sugar Hill, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 770-534-6046 or by fax 770-534-4266. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at jtstratford.com.