Ci Global Holdings Inc. (Toronto)


Ci Global Holdings Inc. is a large advisory firm based in Toronto. It manages $3.08 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011.

Ci Global Holdings provides portfolio management for canadian investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ci Global Holdings: assets under management

The assets under management (AUM) of Ci Global Holdings Inc. is $3.08 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.08 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.08 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ci Global Holdings Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ci Global Holdings Inc.

Derek J Green has been acting as President since 1 Sep 2010. Janet Gillies joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ci Investments Inc. Sole shareholder 1 Sep 1999 75% - 100% 10-101010
Douglas J Jamieson Chief financial officer 1 Jul 2001 Other 5899748
Douglas John Jamieson Chief financial officer 1 Jul 2001 Other 5899748
Alan Radlo Senior vice-president, portfolio management 1 Jan 2008 Other 5899753
Alan Robert Radlo Senior vice-president, portfolio management 1 Jan 2008 Other 5899753
Derek J Green President 1 Sep 2010 Other 5899546
Chris Von Boetticher General counsel 1 Sep 2010 Other 5899752
Derek Jeffrey Green President 1 Sep 2010 Other 5899546
Chris Herbert Juergen Von Boetticher General counsel 1 Sep 2010 Other 5899752
David C Pauli Director 1 Sep 2010 Other 5899750
Janet Gillies Chief compliance officer 1 Jun 2011 Other 5936208
Janet Chew Gillies Chief compliance officer 1 Jun 2011 Other 5936208

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ci Financial Corp. Sole shareholder 1 Sep 1999 75% - 100% foreign entity
The Bank Of Nova Scotia Owner 1 Dec 2008 25% - 50% 13-4941099

Based in Toronto

The principal office where Ci Global Holdings Inc. performs its advisory services is located at 2 Queen Street East, 20 Th Floor, Toronto, M5 C 3 G7, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 416-364-1145 or by fax 416-365-0501. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.ci.com.