Diam U.S.A., Inc. (New York)

Diam U.S.A., Inc. is a large advisory firm based in New York. It manages $3.05 billion of regulatory assets for 43 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Diam U.S.A. provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and information services for the parent company. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Diam U.S.A.: assets under management

The assets under management (AUM) of Diam U.S.A., Inc. is $3.05 billion. The firm's AUM has gone down by -53% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.91 billion in discretionary accounts and $1.14 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.83 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $103.63 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Diam U.S.A., Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Diam U.S.A., Inc.

Akira Noguchi has been acting as President since 1 Apr 2011. Akitoshi Masuda joined the executive team most recently as the Director.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 4 indirect owners.

Based in New York

The principal office where Diam U.S.A., Inc. performs its advisory services is located at 400 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-350-7650 or by fax 212-354-1883. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at diamusa.com.

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