Suntrust Capital Markets, Inc. (Atlanta)


Suntrust Capital Markets, Inc. is a large advisory firm based in Atlanta. It manages $1.35 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 32 other states.

Suntrust Capital Markets provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Suntrust Capital Markets: assets under management

The assets under management (AUM) of Suntrust Capital Markets, Inc. is $1.35 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5249% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.35 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $450 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Suntrust Capital Markets, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Suntrust Capital Markets, Inc.

Robert Charles Shufeldt has been acting as President since 1 Mar 2001. William J. Mayfield joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Suntrust Banks Parent company 1 Jan 1998 75% - 100% 58-1575035
Georgett B Dickinson Secretary 1 Jan 1998 Other 2520235
Laura Jean Deasy Cfo/coo 1 Jun 1999 Other 1290566
John William Jr Clay Director/chairman 1 May 2000 Other 1464932
Robert Charles Shufeldt Chief executive officer/director 1 Mar 2001 Other 1969379
Martin Ted Mayden Managing director/member of the board 1 Mar 2001 Other 1724731
David Harry Eidson Vice chairman of the board/managing director 1 Jul 2001 Other 4380644
Thomas Kit Tracy Member of the board/division president 1 Jul 2001 Other 448733
Roderick A Dowling Member of the board/managing director 1 Jul 2001 Other 2053082
William Henry Jr Rogers Member of the board 1 Jul 2001 Other xxx-xx-xxxx
Mark Alan Chancy Member of the board 1 Jul 2001 Other 2478714
William Ashby Iii Jump Director of capital markets 1 Jul 2001 Other 862941
Roderick Anthony Dowling Member of the board/managing director 1 Jul 2001 Other 2053082
Rodney Trent Toothman Crop/srop 1 Aug 2001 Other xxx-xx-xxxx
David Cannon Prince Chief compliance officer 1 Aug 2001 Other 1636628
Dennis Harold Nordman Crop 1 Nov 2002 Other 1277143
Thomas Kit Tracy Srop 1 Mar 2003 Other 448733
Hugh Mcmaster Jr Tarbutton Srop 1 Aug 2003 Other 1837716
Gerard Joseph Jr Omeara Member of the board/division president 1 Aug 2003 Other 2346194
James Kelly Jr Ardrey Cfo/coo 1 Mar 2004 Other 2371042
David Cannon Prince Chief compliance officer and corporate secretary 1 Jan 2005 Other 1636628
James John Stathis Managing director 1 Feb 2005 Other 1225499
Amy Weiss Medendorp Member of the board 1 May 2005 Other 2513923
Hugh Sterling Iii Cummins Member of the board 1 May 2005 Other 2376506
Sherry J. Agan Member of the board 1 Jun 2005 Other 4318452
Sherry Jones Agan Member of the board 1 Jun 2005 Other 4318452
Andrew David Stephenson Srop 1 Jul 2005 Other 2703693
Thomas Alan Kicak Bd and ia chief compliance officer 1 Sep 2005 Other 1441596
Albert Charles Kolesar Chief financial officer 1 Feb 2006 Other 5038013
Kevin T. Roche Corporate secretary 1 Sep 2006 Other xxx-xx-xxxx
Christopher Dunwoody Wells Srop 1 Jan 2007 Other 1956830
Donald Ross Jr Morris Chief financial officer 1 Mar 2007 Other 3231801
William J. Mayfield Corporate secretary 1 Jul 2007 Other xxx-xx-xxxx

Based in Atlanta

The principal office where Suntrust Capital Markets, Inc. performs its advisory services is located at 303 Peachtree Street Ne, Atlanta, GA 30303 The mailing address of the firm is 303 Peachtree Street Ne, Atlanta, GA 30308. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-813-0837 or by fax 404-813-0040. The normal business hours are 8:30am to 5 pm on Monday - Friday.