Rosenwald Capital Management, Inc. is a large advisory firm based in Redondo Beach. It manages $141.17 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.
Rosenwald Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rosenwald Capital Management, Inc. is $141.17 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -44% since the beginning of its operation, and $120.04 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Rosenwald Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, charitable organizations, and pooled investment vehicles. The largest group of clients of Jill Rosenwald is pooled investment vehicles with 2 clients and $62.99 million of assets under management. Among the 9 most similar advisory firms, Rosenwald Capital Management has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $141.17 million for 4 clients. 75% of the firm’s clients are foreign persons or businesses.
Rosenwald Capital Management also advises several private funds. Namely, one hedge fund and one private equity fund.
The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Jill Rosenwald has been acting as President since 1 Aug 2013. Anita Vora joined the executive team most recently as the Chief Financial Officer, Secretary & Treasurer.
The principal office where Rosenwald Capital Management, Inc. performs its advisory services is located at 121 West Torrance Blvd.,, Redondo Beach, CA 90277, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-318-9000 or by fax 310-318-1156. The normal business hours are 7:00 a.m. - 4:00 p.m. on Monday - Friday.