Fullen Financial Group, Inc. (Columbus)


Fullen Financial Group, Inc. is a large advisory firm based in Columbus. It manages $128.26 million of regulatory assets for 169 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Illinois, Nebraska, Ohio, and Texas.

Fullen Financial Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fullen Financial Group: assets under management

The assets under management (AUM) of Fullen Financial Group, Inc. is $128.26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 336% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $128.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $758.96 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 78% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 18% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fullen Financial Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fullen Financial Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Fullen Financial Group is high net worth individuals with 53 clients and $99.93 million of assets under management. Among the 9 most similar advisory firms, Fullen Financial Group has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $128.26 million for 169 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Fullen Financial Group doesn't advise any private funds.

Careers at Fullen Financial Group, Inc.

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Milton E. Fullen President and chief compliance officer 1 Feb 2005 75% - 100% 4799979
Paula L Miller Chief administrative officer 1 Jan 2018 Other xxx-xx-xxxx

Based in Columbus

The principal office where Fullen Financial Group, Inc. performs its advisory services is located at 3720 N. High Street, Columbus, OH 43214 3523, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-372-5430 or by fax 614-987-8517. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at fullenfinancial.com.