Morgan Stanley Global Emerging Markets Inc (New York)


Morgan Stanley Global Emerging Markets Inc is a related adviser based in New York. It manages $3.11 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001.

Morgan Stanley Global Emerging Markets provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgan Stanley Global Emerging Markets: assets under management

The assets under management (AUM) of Morgan Stanley Global Emerging Markets Inc is $3.11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.55 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morgan Stanley Global Emerging Markets Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morgan Stanley Global Emerging Markets Inc

Gustavo Rodolpho Schwed has been acting as President since 1 Nov 2002. Michael Henry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Shareholder Parent/beneficial owner 1 Jul 1996 75% - 100% 36-3145972
Kenneth Francis Clifford Managing director, treasurer and cfo 1 Nov 1998 Other 1830922
Pratish Shantilal Patel Vice president 1 Nov 1998 Other 2484582
Peter Rockwell Vogelsang Principal and secretary 1 Nov 1998 Other 2062375
Bay Chong Chin Principal and director 1 Apr 1999 Other 4392346
Gustavo Rodolpho Schwed Director, chairman and principal 1 Apr 1999 Other 1343216
Morgan Stanley Parent/beneficial owner 1 Jun 2000 75% - 100% 36-3145972
Howard Ira Hoffen Director, managing director, president and ceo 1 Feb 2001 Other 1996419
Andrew Neal Siegel Chief legal officer 1 Sep 2002 Other 4226449
H Chin Chou Director and head of private equity asia 1 Oct 2002 Other 1729084
Howard Ira Hoffen Director,chairman and ceo 1 Nov 2002 Other 1996419
Gustavo Rodolpho Schwed Director 1 Nov 2002 Other 1343216
Haifeng David Liu Director 1 Nov 2002 Other 2378856
H Chin Chou Director 1 Nov 2002 Other 1729084
Pratish Shantilal Patel Executive director and chief financial officer 1 Nov 2002 Other 2484582
Michael Carey Hoffman Managing director 1 Dec 2002 Other 1559447
Eric Todd Fry Managing director 1 Dec 2002 Other 1994937
James Stevenson Hoch Managing director 1 Dec 2002 Other 1567647
Haifeng David Liu Principal 1 Dec 2002 Other 2378856
H Chin Chou Principal 1 Dec 2002 Other 1729084
H Chin Chou Managing director 1 Nov 2003 Other 1729084
Scott Sangwon Hahn Executive director 1 Nov 2003 Other 2524596
Gabriel Ming Kwan Fong Executive director 1 Nov 2003 Other 2526588
Yiehsin Hung Director, chairman and ceo 1 Oct 2004 Other 1586401
Carsten Otto Chief compliance officer 1 Oct 2004 Other 2688833
Bernard Vincent Peterson Chief legal officer, executive director and secretary 1 Oct 2004 Other 4278347
Jeffrey Deane Hahn Director, chief financial officer and executive director 1 Oct 2004 Other 2246182
Haifeng David Liu Managing director 1 Nov 2004 Other 2378856
Julian Juul Wolhardt Executive director 1 Nov 2004 Other 2869215
Jay Howard Mantz Clobal co-head of merchant banking 1 Feb 2006 Other 2088508
Jennifer Murphy Cattier Chief legal officer 1 Feb 2007 Other 4175467
Stephen Spaulding Trevor Global co-head of merchant banking and co-head of private equity 1 Mar 2007 Other 2270192
Agatha Teresa Pakruda Chief compliance officer 1 Jul 2007 Other 2059284
Agatha Teresa Ruddy Chief compliance officer 1 Jul 2007 Other 2059284
Alan Kent Jones President, director and head of private equity 1 Jul 2007 Other 1747074
Mary Caracappa Chief administrative officer of merchant banking 1 Oct 2007 Other 1579374
Alan Kent Jones Head of private equity 1 Nov 2007 Other 1747074
Steven Umlauf Chief risk officer of merchant banking 1 Jan 2009 Other 2343181
Jennifer Murphy Cattier Chief compliance officer 1 Jun 2009 Other 4175467
Edmond N Moriarty Coo of morgan stanley investment management and head of merchant banking and real estate investing 1 Feb 2010 Other 1744318
Fred Steinberg Chief financial officer 1 Mar 2010 Other 2171948
Fred Steinberg Chief financial officer 1 Apr 2010 Other 2171948
Christopher Leroy Odell Chief legal officer 1 Jun 2010 Other 3149189
Gregory J Fleming President of morgan stanley investment management and morgan stanley smith barney 1 Jul 2010 Other 2338986
Jason Seth Koenig Chief legal officer 1 Mar 2011 Other 4914223
John Joohahn Moon Director 1 Mar 2011 Other 1875161
Michael Henry Chief compliance officer 1 Feb 2012 Other 4935884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Morgan Stanley Dean Witter & Co. Beneficial owner 1 May 1997 75% - 100% 36-3145792

Based in New York

The principal office where Morgan Stanley Global Emerging Markets Inc performs its advisory services is located at 1585 Broadway, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 761-3022 or by fax 212 507-0508. The normal business hours are 9:00 a.m. to 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.morganstanley.com/privateequity.

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