ALPhametrix, LLC (Chicago)


ALPhametrix, LLC is a large advisory firm based in Chicago. It manages $146.65 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009.

ALPhametrix provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as transfer agent.

ALPhametrix: assets under management

The assets under management (AUM) of ALPhametrix, LLC is $146.65 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $146.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $73.32 million each.
ALPhametrix has custody of $146.65 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPhametrix, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at ALPhametrix, LLC

Charley Penna joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Aleksis Kins Chief executive officer 1 May 2005 Other 5078612
Aleksis Aldis Kins Chief executive officer 1 May 2005 Other 5078612
Llc Alphametrix Group Manager 1 Sep 2005 75% - 100% 38-3726364
Heidi M. Rauh Chief compliance officer, chief legal officer 1 Dec 2007 Other 5610640
Heidi Mallory Rauh Chief compliance officer, chief legal officer 1 Dec 2007 Other 5610640
Dennis Raymond Zarr Chief operations officer 1 Feb 2008 Other 1370445
George Jarvis Brown Chief financial officer 1 Mar 2008 Other 5705515
Lisa Marie Tamburini Chief legal officer, chief compliance officer 1 Nov 2009 Other 5736810
David James Young Chief operations officer 1 Mar 2010 Other 4255659
Guy Francis Talarico Chief compliance officer 1 Apr 2010 Other 4865564
Geoffrey Phillip Marcus Chief strategic officer 1 Jul 2010 Other 1998351
Victoria Lynn Adams Chief compliance officer 1 Aug 2011 Other 5964485
Charley Penna Chief compliance officer 1 Sep 2013 Other 2960289

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Aleksis Kins Manager 1 Sep 2005 50% - 75% 5078612
Aleksis Aldis Kins Sole manager, majority member 1 Sep 2005 50% - 75% 5078612

Based in Chicago

The principal office where ALPhametrix, LLC performs its advisory services is located at 181 West Madison Street, Chicago, IL 60602, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-267-8400 or by fax 312-267-8484. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.alphametrix.com.