Al Frank Asset Management Inc is a large advisory firm based in Austin. It manages $587.74 million of regulatory assets for 1,025 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 33 other states.
Al Frank Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Al Frank Asset Management Inc is $587.74 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 553% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Al Frank Asset Management Inc for their services and products based on a percentage of assets under management and subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
James Joseph Dlugosch has been acting as President since 1 Nov 1999. Elizabeth Magdalena Willmore joined the executive team most recently as the Chief Compliance Officer.
The principal office where Al Frank Asset Management Inc performs its advisory services is located at 12117 Fm 2244, Austin, TX 78738, which is also the mailing address of the firm. An additional office of the firm is in Aptos, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 512-354-7041 or by fax 512-402-1014. The normal business hours are 8 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.alfrank.com.