Rotella Capital Management, Inc. (Bellevue)


Rotella Capital Management, Inc. is a mid-sized advisory firm based in Bellevue. It manages $32.43 million of regulatory assets for 77 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Illinois and Washington.

Rotella Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rotella Capital Management: assets under management

The assets under management (AUM) of Rotella Capital Management, Inc. is $32.43 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $421.11 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rotella Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rotella Capital Management, Inc.

Robert Philip Rotella has been acting as President since 1 Apr 1995. Kelly Ann Fetzer joined the executive team most recently as the General Counsel And Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Philip Rotella Director/ceo 1 Apr 1995 Other 1627695
Rosemarie Catherine Rotella Secretary/treasurer/chief administrative officer 1 Apr 1998 Other 1797176
The Robert Philip Rotella Living Trust Shareholder 1 Dec 2005 75% - 100% xxx-xx-xxxx
Kenneth Seong Koh Director of finance & controller 1 Jul 2007 Other 6044746
Joseph Anthony Canepari President 1 Aug 2009 Other 2195193
Milton Kellogg Buckingham General counsel and chief compliance officer 1 Dec 2011 Other 6044744
Kenneth Seong Koh Chief financial officer 1 Jan 2015 Other 6044746
John Gerald Harper Executive vp and director of research 1 Jan 2015 Other 6473819
Kelly Ann Fetzer General counsel and chief compliance officer 1 Jan 2016 Other 6624762

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Robert Philip Rotella Trustee 1 Apr 2005 75% - 100% 1627695

Based in Bellevue

The principal office where Rotella Capital Management, Inc. performs its advisory services is located at 800 Bellevue Way Ne, Bellevue, WA 98004, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 425-213-5700 or by fax 425-451-0808. The normal business hours are 7am - 4pm pst on Monday - Friday. You can find more information about the New York firm at rotellacapital.com.