Wisconsin Capital Management, LLC is a large advisory firm based in Madison. It manages $258.29 million of regulatory assets for 59 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Colorado, Florida, and Wisconsin.
Wisconsin Capital Management provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wisconsin Capital Management, LLC is $258.29 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Wisconsin Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Thomas Gerald Plumb is investment companies with 2 clients and $142.99 million of assets under management. Among the 9 most similar advisory firms, Wisconsin Capital Management has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $250.36 million for 30 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Wisconsin Capital Management doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Thomas Gerald Plumb has been acting as President since 1 Feb 2011. Nathan Marek Plumb joined the executive team most recently as the Chief Financial Officer.
The principal office where Wisconsin Capital Management, LLC performs its advisory services is located at 8401 Excelsior Dr Ste. 102, Madison, WI 53717, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 608-960-4616. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at wiscap.com and its LinkedIn profile.