Greenbook Investment Management, Inc. (San Diego)


Greenbook Investment Management, Inc. is a large advisory firm based in San Diego. It manages $80.15 million of regulatory assets for 254 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 42 other states.

Greenbook Investment Management provides financial planning services, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Greenbook Investment Management: assets under management

The assets under management (AUM) of Greenbook Investment Management, Inc. is $80.15 million. The firm's AUM has gone down by -57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Greenbook Investment Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Steven Holcomb Chief executive officer 1 May 2004 75% - 100% 4785932
Dwight Oliver Badger Shareholder 1 Feb 2005 25% - 50% 1965315
Keith Gregory Daubenspeck Shareholder 1 Feb 2005 25% - 50% 1463372
Advanced Equities Financial Corp. Shareholder 1 Aug 2006 75% - 100% 36-4260171

Based in San Diego

The principal office where Greenbook Investment Management, Inc. performs its advisory services is located at 655 West Broadway, San Diego, CA 92101, which is also the mailing address of the firm. An additional office of the firm is in Gulf Shores, AL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-350-4237 or by fax 619-239-5835. The normal business hours are 8:00 am to 4:00 pm on Monday - Friday.