Rincon Pacific Management Inc is a large advisory firm based in San Clemente. It manages $130.51 million of regulatory assets for 412 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and Texas.
Rincon Pacific Management provides portfolio management for individuals and small businesses and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rincon Pacific Management Inc is $130.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 119% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Rincon Pacific Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Craig Finch Cooper is individuals with 391 clients and $88.88 million of assets under management. Among the 10 most similar advisory firms, Rincon Pacific Management has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $130.51 million for 412 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Rincon Pacific Management doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Craig Finch Cooper has been acting as President since 1 Oct 1991. Jena Elizabeth Schuster joined the executive team most recently as the Cco, Coo, President.
The principal office where Rincon Pacific Management Inc performs its advisory services is located at 109 E Escalones, San Clemente, CA 92672, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-766-5026 or by fax 949-369-0397. The normal business hours are 8:00am to 4:00pm on Monday - Friday. You can find more information about the New York firm at rinconpacific.com.