Kaplan Unlimited Inc. is a mid-sized advisory firm based in Great Neck. It manages $32.14 million of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.
Kaplan Unlimited provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kaplan Unlimited Inc. is $32.14 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Kaplan Unlimited Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Kaplan Unlimited is individuals with 31 clients and $32.14 million of assets under management. Among the 3 most similar advisory firms, Kaplan Unlimited has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $32.14 million for 31 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Kaplan Unlimited doesn't advise any private funds.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Kaplan Unlimited Inc. performs its advisory services is located at 935 Northern Blvd, Great Neck, NY 11021, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (646) 979-3744. The normal business hours are 9:00am - 5:00pm on Monday - Friday.