Brown Brothers Harriman & Co. (New York)


Brown Brothers Harriman & Co. is a large advisory firm based in New York. It manages $12.56 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Brown Brothers Harriman & provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brown Brothers Harriman &: assets under management

The assets under management (AUM) of Brown Brothers Harriman & Co. is $12.56 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and $996.52 million of the total AUM is attributable to clients outside of the United States.


The firm manages $12.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.05 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Brown Brothers Harriman & Co. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brown Brothers Harriman & serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Brown Brothers Harriman & is investment companies with 9 clients and $11.56 billion of assets under management. Among the 9 most similar advisory firms, Brown Brothers Harriman & has the highest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $12.56 billion for 12 clients. 25% of the firm’s clients are foreign persons or businesses.

Brown Brothers Harriman & doesn't advise any private funds.

Careers at Brown Brothers Harriman & Co.

The company employs 66 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Lawrence Cole Tucker Partner 1 Jan 1979 Other 2716635
Donald Bruce Murphy Partner 1 Jan 1983 Other 2578141
Thomas Michael Long Partner 1 Jan 1984 Other 2596442
Michael Wallace Mcconnell Partner 1 Jan 1984 Other 1551375
John Andrew Nielsen Partner 1 Jan 1987 Other 2578064
Richard Howell Witmer Partner 1 Jan 1988 Other 1900002
Douglas Aidan Donahue Partner 1 Jan 1990 Other 2074744
Brian Adams Berris Partner 1 Jan 1991 Other 2530603
Kyosuke Hashimoto Partner 1 Jan 1992 Other 4308983
Hampton Simpson Lynch Partner 1 Jan 1994 Other 2794116
Abram Heaton Robertson Partner 1 Jan 1994 Other 2593686
Radford Werner Klotz Partner and president 1 Jan 1995 Other 2615201
Jeffrey Alan Schoenfeld Partner and chief marketing officer 1 Jan 1996 Other 2490214
John Jay Borland Partner 1 Jan 1998 Other 2171439
Susan Clark Livingston Partner 1 Jan 1998 Other 2831394
Andrew James Francis Tucker Partner 1 Jan 1998 Other 2588190
Taylor Stockwell Bodman Partner 1 Jan 1999 Other 2589796
William Carter Sullivan Partner 1 Jan 2000 Other 2641535
William Joseph Whelan Partner 1 Jan 2000 Other 2588916
William Brophy Tyree Partner 1 Jan 2001 Other 2743965
Timothy Joseph Connelly Partner 1 Jan 2001 Other 1270474
John Paul Molner Partner 1 Jan 2001 Other 2585755
Dario Galindo Partner 1 Jan 2003 Other 2789910
Charles Owen Izard Partner 1 Jan 2004 Other 1131624
Yukinori Nagahisa Partner 1 Jan 2004 Other 1921275
Thomas Eric Berk Partner 1 Jan 2005 Other 4906624
Charles H Schreiber Chief financial officer 1 Mar 2006 Other 5124217
Kathryn Carolyn George Partner 1 Jan 2007 Other 4308333
Carl Steven Cutler Partner 1 Jan 2008 Other 2724371
Maroa Del Carmen Velez Partner 1 Jan 2008 Other 5469051
Geoffrey Mackenzie Cook Partner 1 Jan 2009 Other 4599503
Kevin W Stone Partner 1 Jan 2009 Other 2395249
Timothy Ewing Hartch Partner and chief investment officer 1 Jan 2010 Other 2941759
Sean Pairceir Partner 1 Jan 2010 Other 5775877
Jared S Keyes Partner 1 Jan 2011 Other 2588920
Jeffrey Bryan Meskin Partner 1 Jan 2011 Other 2855280
Kristen Fitzwilliam Giarrusso Partner 1 Jan 2011 Other 2678929
Mark A Egert Chief compliance officer 1 Sep 2011 Other 2953843
Daniel Leonard Lalima Chief operating officer 1 Jan 2012 Other 2522833
William E. Rosensweig Partner 1 Jan 2012 Other 6019312
Christopher Charles Remondi Partner 1 Jan 2012 Other 4308313
Denis Richard Molleur Chief legal officer 1 Jun 2012 Other 2145290
Andrew Paul Hofer Taxable fixed income manager 1 Dec 2013 Other 2519909
Gregory Scott Steier Tax-exempt fixed income manager 1 Jun 2014 Other 2370145
Brian Paul Nelson Sub-adviser manager 1 Sep 2014 Other 5365787
Jean Marc Crepin Partner 1 Jan 2015 Other 6442317
Michael Robert Keller Partner 1 Jan 2015 Other 4053994
Jean Pierre Paquin Partner 1 Jan 2015 Other 4622088
Anita Karkhanis Kerr Chief operating officer 1 Jul 2015 Other 2319338
Paul Francis Gallagher Chief compliance officer 1 Oct 2015 Other 1411829
Daniel Joseph Greifenkamp Vice president 1 Jan 2016 Other 2180478
Vincent G D'angelo Chief risk officer 1 Jun 2017 Other 4342676
Suzanne Brenner Sub-adviser manager 1 Mar 2018 Other 6930021
Regina M Lombardi Equity manager 1 Jul 2018 Other 4741696
Caroline Thomas Sub-adviser manager 1 Dec 2018 Other 5786884

Based in New York

The principal office where Brown Brothers Harriman & Co. performs its advisory services is located at Brown Brothers Harriman Mutual Fund Advisory Dept, New York, NY 10005 1101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-483-1818 or by fax 212-493-8907. The normal business hours are 9am to 5pm on Monday - Friday.