Rosen Real Estate Securities LLC (Berkeley)


Rosen Real Estate Securities LLC is a large advisory firm based in Berkeley. It manages $380.16 million of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, New York, and Texas.

Rosen Real Estate Securities provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rosen Real Estate Securities: assets under management

The assets under management (AUM) of Rosen Real Estate Securities LLC is $380.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 334% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $380.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.43 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rosen Real Estate Securities LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rosen Real Estate Securities LLC

Justin Moshe Gould joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kenneth Thomas Rosen Chief executive officer 1 Sep 2004 Other 2460428
Rosen Financial Services Llc Owner 1 Sep 2004 75% - 100% 77-0652597
Stacey Orme Chief operating officer 1 Nov 2004 Other 4882930
Stacey Smith Orme Chief operating officer 1 Nov 2004 Other 4882930
Elizabeth Ogino Beros Compliance officer 1 Apr 2005 Other 4946803
Gregory Leo Prophet Director of research 1 May 2005 Other 2090590
Inc. Rrec Member 1 Nov 2007 25% - 50% 51-0671519
Llc Dbah Member 1 Dec 2008 25% - 50% 13-3645372
Llc Dbah Capital Member 1 Dec 2008 25% - 50% 13-3645372
Justin Moshe Gould Chief compliance officer 1 Jan 2010 Other 5768912

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kenneth T. Rosen Living Trust Owner 1 Sep 2004 50% - 75% xxx-xx-xxxx
The Rosen Living Trust Owner 1 Sep 2004 50% - 75% xxx-xx-xxxx

Based in Berkeley

The principal office where Rosen Real Estate Securities LLC performs its advisory services is located at 1995 University Avenue, Berkeley, CA 94704 1070, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 510-549-4585 or by fax 510-849-1209. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.