Yms Investment Advisors, Inc. (Philadelphia)


Yms Investment Advisors, Inc. is a large advisory firm based in Philadelphia. It manages $40.37 million of regulatory assets for 306 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Pennsylvania.

Yms Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Yms Investment Advisors: assets under management

The assets under management (AUM) of Yms Investment Advisors, Inc. is $40.37 million. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38.36 million in discretionary accounts and $2.01 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $159.85 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30.45 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Yms Investment Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Yms Investment Advisors, Inc.

Alan H. Mandeloff has been acting as President since 1 Jan 1994. Patricia Mary Green joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alan H. Mandeloff President 1 Jan 1994 25% - 50% 4578901
Terry D. Silver Vice president 1 Jan 1994 25% - 50% 4578902
Alan Harry Mandeloff President 1 Jan 1994 25% - 50% 4578901
Terry David Silver Vice president 1 Jan 1994 25% - 50% 4578902
Roger L. Foster Shareholder 1 Jan 1995 Other 4578904
Kevin R Ryan Shareholder 1 Jan 1995 Other 4487291
Dennis Mehigan Shareholder 1 Jan 1995 Other 4578907
Roger Lee Foster Shareholder 1 Jan 1995 Other 4578904
Kevin Richard Ryan Shareholder 1 Jan 1995 Other 4487291
Patricia Mary Green Chief compliance officer 1 Jul 2004 Other 5035138

Based in Philadelphia

The principal office where Yms Investment Advisors, Inc. performs its advisory services is located at 1800 Jfk Boulevard, 20 Th Fl., Philadelphia, PA 19103 7496, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-545-4800 or by fax 215-545-4810. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.