Goldfinch Partners LLC (Seattle)


Goldfinch Partners LLC is a mid-sized advisory firm based in Seattle. It manages $27.53 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California and Washington.

Goldfinch Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goldfinch Partners: assets under management

The assets under management (AUM) of Goldfinch Partners LLC is $27.53 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $27.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.76 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goldfinch Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Goldfinch Partners serves?

The only and largest group of clients of Goldfinch Partners is pooled investment vehicles with 2 clients and $27.53 million of assets under management. Among the 1 most similar advisory firms, Goldfinch Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $27.53 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Goldfinch Partners also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $25,000.

Careers at Goldfinch Partners LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Mcnichols Managing partner/chief compliance officer 1 Jul 2018 50% - 75% 2089531
Sean Roberts Collins Managing partner 1 Jul 2018 50% - 75% 7083399

Based in Seattle

The principal office where Goldfinch Partners LLC performs its advisory services is located at 1133 Mcgilvra Blvd E, Seattle, WA 98112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-531-0002. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/goldfinchpartners/ and its LinkedIn profile.