Sgy Asset Management (Singapore) Ltd (Singapore)


Sgy Asset Management (Singapore) Ltd is a large advisory firm based in Singapore. It manages $2.16 billion of regulatory assets for 49 client accounts. It has been registered with the SEC as an adviser since 2001.

Sgy Asset Management (Singapore) provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sgy Asset Management (Singapore): assets under management

The assets under management (AUM) of Sgy Asset Management (Singapore) Ltd is $2.16 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 106% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.16 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $43.99 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sgy Asset Management (Singapore) Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sgy Asset Management (Singapore) Ltd

Tokuo Ukon has been acting as President since 1 Jul 1999. Marco Sau Kwan Wong joined the executive team most recently as the Managing Director & Cio.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marco Sau Kwan Wong Director & cio 1 Apr 1994 Other 4393426
Sg Yamaichi Asset Management Co Ltd 85% owner of the applicant 1 Oct 1998 75% - 100% 110712
Laurent Michel Bertiau Managing director & ceo 1 Oct 1998 Other 4393418
Christian F.J.A. D'allest Director 1 Oct 1998 Other 4376890
Tokuo Ukon Director 1 Jul 1999 Other 4393371
Akio Mizuta Director & coo 1 Jul 1999 Other 4393421
Winson Kwan Ming Fong Director 1 Nov 2000 Other 1818741
Mahendran Nathan Director 1 Nov 2000 Other 4393430
Societe Generale Asset Management S.A. 15% owner of the applicant and parent of sg yamaichi asset management co., ltd. 1 Dec 2000 Other foreign
Albert Marcel Jean Pierre Marc Reculeau Managing director & c.e.o. 1 Jun 2001 Other 4472993
Marco Sau Kwan Wong Managing director & cio 1 Nov 2001 Other 4393426
Mahendran Nathan Managing director 1 Nov 2001 Other 4393430

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Societe Generale S.A. Parent of societe generale asset management s.a. 1 Jan 1998 75% - 100% 521128875

Based in Singapore

The principal office where Sgy Asset Management (Singapore) Ltd performs its advisory services is located at 80 Robinson Road, Singapore, 068898, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 065-6326-7979 or by fax 065-6224-2752. The normal business hours are 0845 - 1745 on Monday - Friday.