Multi Financial Securities Corporation (Denver)

Multi Financial Securities Corporation is a large advisory firm based in Denver. It manages $5.8 billion of regulatory assets for 30,226 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Multi Financial Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Multi Financial Securities Corporation: assets under management

The assets under management (AUM) of Multi Financial Securities Corporation is $5.8 billion. The firm's AUM has grown by 1349% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.8 billion in discretionary accounts and $3 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $176.76 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $208.25 thousand.

Multi Financial Securities Corporation has custody of $5.16 billion in cash and securities for 26,850 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Multi Financial Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Multi Financial Securities Corporation

George Theodore Diachok has been acting as President since 1 Jan 1987. Bryan K Jacobsen joined the executive team most recently as the Advisory Chief Compliance Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 16 indirect owners.

Based in Denver

The principal office where Multi Financial Securities Corporation performs its advisory services is located at 4600 S. Syracuse, Denver, CO 80237 The mailing address of the firm is P.O. Box 5120, Denver, CO 80217. An additional office of the firm is in Waterloo, IA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-929-3485 or by fax 877-338-1798. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.multifin.com.

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