Fsa Investment Group, LLC (Pensacola)


Fsa Investment Group, LLC is a large advisory firm based in Pensacola. It manages $342.84 million of regulatory assets for 150 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, California, Florida, and Louisiana.

Fsa Investment Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, educational seminars and workshops, and services to tribal clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fsa Investment Group: assets under management

The assets under management (AUM) of Fsa Investment Group, LLC is $342.84 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -11% since the beginning of its operation, and $285.74 million of the total AUM is attributable to clients outside of the United States.

The firm manages $342.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.29 million each.

Investments

The firm invests in investment and business development companies the most. They account for 57% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 25% of the firm’s portfolio. Investments in investment grade corporate bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fsa Investment Group, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fsa Investment Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and state or municipal government entities. The largest group of clients of Fsa Investment Group is high net worth individuals with 11 clients and $34.47 million of assets under management. Among the 7 most similar advisory firms, Fsa Investment Group has the lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $57.1 million for 52 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 8% of the firm’s clients are foreign persons or businesses.

Fsa Investment Group doesn't advise any private funds.

Careers at Fsa Investment Group, LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Erin Thomas Hynek has served as the Chief Investment Officer since 1 Mar 2012 and Nancy Mcghee Lowrey is the Chief Executive Officer of Fsa Investment Group, LLC family office. Johnathan David Hosman joined the executive team most recently as the Chief Investment Officer And Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nancy Mcghee Lowrey Chief executive officer 1 Mar 2012 75% - 100% 4143727
Johnathan David Hosman Chief operations officer 1 Mar 2012 Other 5503718
Erin Thomas Hynek Chief investment officer 1 Mar 2012 Other 2471644
Bridget Michelle Wasdin Chief financial officer & chief compliance officer 1 Jun 2014 Other 6243620
Llc Fsa Acquisition Option holder 1 May 2015 Other 47-4137977
Taylor M. Fuller Chief compliance officer 1 Dec 2016 Other 6647261
Johnathan David Hosman Chief investment officer and chief financial officer 1 Jan 2018 Other 5503718

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
The Sunil Gupta 2016 Irrevocable Trust Owner 1 Mar 2014 75% - 100% 81-6333727
Llc Sunlisant Iii Owner 1 Jun 2015 75% - 100% 46-5222758
Sunil Gupta Owner 1 Feb 2016 75% - 100% 6623908

Based in Pensacola

The principal office where Fsa Investment Group, LLC performs its advisory services is located at 308 South Alcaniz Street, Pensacola, FL 32502, which is also the mailing address of the firm. An additional office of the firm is in Atmore, AL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (850) 696-1550. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at fsa-ig.com and its LinkedIn profile.