Rtd Financial Advisors Inc is a large advisory firm based in Philadelphia. It manages $1.49 billion of regulatory assets for 649 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Delaware, and 12 other states.
Rtd Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rtd Financial Advisors Inc is $1.49 billion. The firm's AUM has grown by 915% since the beginning of its operation, and $1.17 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Rtd Financial Advisors Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Roy Thomas Diliberto is high net worth individuals with 400 clients and $939.72 million of assets under management. Among the 11 most similar advisory firms, Rtd Financial Advisors has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.49 billion for 647 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Rtd Financial Advisors doesn't advise any private funds.
The company employs 34 people that are either part- or full-time employees. 9 percent of the employees work as investment advisers or researchers. 18 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Roy Thomas Diliberto has been acting as President since 1 Jan 2001. Marc Charles Labadie has served as the Chief Investment Officer since 1 Jan 2015. Rachel Fieweger Moran joined the executive team most recently as the Senior Financial Planner.
The principal office where Rtd Financial Advisors Inc performs its advisory services is located at 30 S. 17 Th Street, Philadelphia, PA 19103, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 215-557-3800 or by fax 215-557-3814. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at rtdfinancial.com.