Chieftain Capital Management, Inc. is a large advisory firm based in New York. It manages $1.69 billion of regulatory assets for 227 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 5 other states.
Chieftain Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Chieftain Capital Management, Inc. is $1.69 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -46% since the beginning of its operation, and $27.64 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Chieftain Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Yung Hwei Ow is high net worth individuals with 173 clients and $1.51 billion of assets under management. Among the 9 most similar advisory firms, Chieftain Capital Management has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.52 billion for 195 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.
Chieftain Capital Management doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Yung Hwei Ow has been acting as President since 1 Jan 2017. Ralph Joseph Stuto joined the executive team most recently as the Chief Compliance Officer.
The principal office where Chieftain Capital Management, Inc. performs its advisory services is located at 510 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-626-6100 or by fax 212-626-6150. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at chieftaincapital.com/.