Lattice Strategies LLC is a large advisory firm based in Wayne. It manages $2.68 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, New York, Pennsylvania, and Texas.
Lattice Strategies provides portfolio management for investment companies and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Lattice Strategies LLC is $2.68 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2418% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Lattice Strategies LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Lattice Strategies is investment companies with 9 clients and $2.68 billion of assets under management. Among the 6 most similar advisory firms, Lattice Strategies has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $2.68 billion for 9 clients. None of the firm’s clients are foreign persons or businesses.
Lattice Strategies doesn't advise any private funds.
The company employs 354 people that are either part- or full-time employees. 8 percent of the employees work as investment advisers or researchers. 45 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Lattice Strategies LLC performs its advisory services is located at 690 Lee Road, Wayne, PA 19087, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 610-386-4000 or by fax 855-470-5700. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at latticecapital.com.