Axa Equitable Life Insurance Company (New York)

Name: Axa Equitable Life Insurance Company
Address: 1290 Avenue Of The Americas, New York, NY, 10104
Telephone: (212) 554-1234

Axa Equitable Life Insurance Company is a large advisory firm based in New York. It manages $661.52 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

Axa Equitable Life Insurance Company provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axa Equitable Life Insurance Company: assets under management

The assets under management (AUM) of Axa Equitable Life Insurance Company is $661.52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $661.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $82.69 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Axa Equitable Life Insurance Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Axa Equitable Life Insurance Company

Denis Duverne has been acting as President since 1 Feb 1998. Andrew John Mcmahon joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Lewis Dionne	Director	1 May 1982	Other	1485211
Donald John Greene	Director	1 Jul 1991	Other	2190390
Jean Rene Fourtou	Director	1 Jul 1992	Other	2273265
William Edwin Charles Jarmain	Director	1 Jul 1992	Other	2273266
Henri Delacroixdecastries	Director	1 Sep 1993	Other	2413752
Kevin Robert Byrne	Senior vice president & treasurer	1 Sep 1993	Other	1975617
Henri De Castries	Director	1 Sep 1993	Other	2413752
Stanley Bernard Tulin	Vice chairman, cfo & director	1 May 1996	Other	4338492
Mary Regina Henderson	Director	1 Dec 1996	Other	2849961
Denis Duverne	Director	1 Feb 1998	Other	3028622
Peter Joseph Tobin	Director	1 Mar 1999	Other	3231098
Peter Joseph Tobin	Director	1 Apr 1999	Other	3231098
Claus Michael Dill	Director	1 May 2000	Other	4517642
Christopher Mark Condron	Chairman & chief executive officer - director	1 May 2001	Other	51937
Bruce William Calvert	Director	1 May 2001	Other	4338414
Richard Victor Silver	Evp & general counsel	1 Sep 2001	Other	2141471
Llc Axa Financial Services	Shareholder	1 Jun 2002	75% - 100%	52-2197822
John Clifford Graves	Director	1 Sep 2002	Other	4614074
Christina Marie Johnson	Director	1 Sep 2002	Other	4614030
Scott Daniels Miller	Director	1 Sep 2002	Other	4614033
Joseph Hugh Moglia	Director	1 Nov 2002	Other	1302369
James F Higgins	Director	1 Dec 2002	Other	245358
James Francis Higgins	Director	1 Jan 2003	Other	245358
Jerald Eugene Hampton	Executive vice president	1 Dec 2003	Other	857585
Anthony Frank Recine	Chief compliance officer	1 Jul 2004	Other	4840508
Anthony John Hamilton	Director	1 May 2006	Other	1268061
Ezra Suleiman	Director	1 May 2006	Other	5315143
Charlynn Goins	Director	1 Sep 2006	Other	1480635
Lorie A. Slutsky	Director	1 Sep 2006	Other	4648694
Richard Dzadzio	Chief financial officer & evp	1 Nov 2006	Other	4362519
Peter Steven Kraus	Director	1 Feb 2009	Other	1605655
Richard Victor Silver	Sr. evp, cao & chief legal officer	1 Jan 2010	Other	2141471
Richard Dziadzio	Chief financial officer & sr. evp	1 Jan 2010	Other	4362519
Anthony Frank Recine	Svp, deputy general counsel and chief compliance officer	1 Feb 2010	Other	4840508
Danny Lyman Hale	Director	1 May 2010	Other	1472405
Richard Charles Vaughan	Director	1 May 2010	Other	2508267
Andrew John Mcmahon	Interim chairman and chief executive officer	1 Jan 2011	Other	4994940
Andrew John Mcmahon	President	1 Feb 2011	Other	4994940
Mark Pearson	Chairman of the board and chief executive officer	1 Feb 2011	Other	5904212

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Axa Financial Inc.	Member	1 Jun 2002	75% - 100%	13-3623351

Based in New York

The principal office where Axa Equitable Life Insurance Company performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 554-1234. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at equitable.com.